The 8 Step Guide to
Navigating The New
Marketing Rule


The 8 Steps to Navigating the New Marketing Rule

The most common question we receive from advisors about the new SEC marketing rule is, “How do I get started?

Our step-by-step playbook will arm you with everything you need to know, including:

  • Marketing do's and don'ts
  • How to make the most out of your client testimonials, endorsements and third party ratings
  • Ensure your marketing efforts are up to compliance standards

Download our comprehensive worksheet so you can keep rocking it with your marketing!

Get the Guide

What you’ll learn:


General Prohibitions


Usage Clarity

Megaphone Graphic

A New Dawn

More Info

Updated SEC Image

The New Marketing Rule:
General Guidelines for Advisors



Updates on the new SEC Advertising Rule with Candice Carlton and Christopher Payne